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Resources

Read. Then Rule.

Go beyond compliance to performance. Delve into a wealth of resources designed to help you attract investors, safeguard customers and strengthen reputations.

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    Article
    Insights from Financial Crime 360: Key takeaways for the UK’s fight against fraud 

    Our takeaways from Financial Crime 360 2025.

    Link
    Article
    AML Supervision Reform: A Single Supervisor for Professional Services

    The FCA will become the single AML supervisor for professional services. Maya Braine explains what this means for firms.

    Link
    Article
    FCA Streamlines Capital Rules for Investment Firms

    Link
    Article
    Financial Crime Controls in Corporate Finance Firms – What the FCA Survey Reveals

    The FCA has just published the outcomes of a survey of corporate finance firms (CFFs).  The results send a clear message: many firms remain vulnerable to financial crime risks and regulatory censure because key controls are missing or underdeveloped.

    Link
    Article
    Webinar Recording: Protecting Funds Under the FCA’s New Safeguarding Framework

    Link
    Article
    FCA Proposal on the Application of the FCA Handbook for Regulated Cryptoassets Activities

    The FCA’s CP25/25 proposes bringing UK crypto firms under mainstream FCA standards on governance, resilience, and consumer protection. It also seeks views on extending FOS redress and Consumer Duty. Responses close 12 November 2025.

    Link
    Article
    Do’s and Don’ts When Submitting an Authorisation Application

    On 8 September 2025, the FCA’s Market Watch 83 flagged weaknesses in firms’ handling of inside information, governance, and personal account dealing, urging stronger controls and compliance.

    Link
    Article
    Market Watch 83: Navigating The Compliance Challenges of Receiving Inside Information

    On 8 September 2025, the FCA’s Market Watch 83 flagged weaknesses in firms’ handling of inside information, governance, and personal account dealing, urging stronger controls and compliance.

    Link
    Article
    The evolving role of credit: What’s next?

    FCA blog highlights changing role of credit, with focus on innovation, consumer protection, and support.

    Link
    Article
    HMT Statement on Appointed Representatives Regime

    HM Treasury plans targeted reforms to the Appointed Representatives Regime to improve oversight and consumer protection.

    Link
    Article
    Motor Insurance and Claims Analysis

    FCA review links rising motor premiums to higher claim costs and flags poor claims handling, with a premium finance study underway.

    Link
    Article
    New Safeguarding Rules Published

    FCA publishes new safeguarding rules (PS25/12), confirming the Supplementary Regime from May 2026

    Link

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